Rise’s fourth non-control minority staking deal puts it alongside Dynasty Financial Partners as a strategic partner in the $3.1-billion RIA’s continued growth.
Category: Investment News
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Wealth managers still keeping an eye on private credit mess as Iran war roils market
While the Middle East war has markets swirling, financial advisors are not losing sight of the problems in the private credit arena.
Wealth managers still keeping an eye on private credit mess as Iran war roils market
While the Middle East war has markets swirling, financial advisors are not losing sight of the problems in the private credit arena.
Long-term care slipping out of reach for middle-income Americans, report finds
Rising prices and limited coverage are widening the affordability gap for retirees needing care.
Employer backing for 401(k)s hits new high as plan costs continue to fall
Record employer contributions and wider auto-enrolment signal stronger workplace retirement support.
Fear grips retail investors while institutions dial back return hopes
Sentiment snapshot shows rising pessimism, geopolitical risk concerns and tempered equity expectations.
Creative Planning pushes M&A momentum with $660M Seattle RIA acquisition
Deal strengthens retirement plan expertise and expands national reach for fast-growing wealth firm.
FINRA establishes temporary trade reporting exception for overnight equity transactions
The change is in response to member concerns about reporting certain overnight activity.
Advisor moves: Wells Fargo nabs two UBS teams overseeing $1.8B as FiNet marks historic recruiting run
LPL has also welcomed a veteran advisor pair managing $600M from D.A. Davidson as Raymond James’ employee advisor division makes new hires in Texas and […]
Direct indexing reshapes tax-efficient investing
Direct indexing adoption accelerates as advisors target tax efficiency, personalization, and high-net-worth customization, while ETFs remain broader portfolio building blocks.
Brokerage industry remains hooked on high-priced product
Despite move to charging fees over commissions, broker-dealers and advisors still love to push expensive investments.
DPL rolls out new Annuity Review tool for fee-based RIAs
After piloting with select partner firms, the commission-free annuity platform’s latest module has seen nearly $1 billion in annuity assets uploaded since its late-2025 soft […]